Sam Van
NYSE IPO l Listings l Funding l Capital Markets l Advisory
President and Head of Deltec Investment Advisers Limited, leads the effort in U.S. and International Exchange Listing Advisory practice since 2018.
Former U.S. government’s Committee on Foreign Investment in the United States (CFIUS).
Former Associate Principal for the Financial Industry Regulatory Authority (FINRA) in Trading and Financial Compliance Examinations, Sales Practice, and Financial Risk Oversight & Operational Regulation.
Former Director at the New York Stock Exchange (NYSE) from 2001 to 2011.
B.S. in Finance, St. John’s University.
MBA from Cornell University.
Entrusted by The Committee on Foreign Investment in the United States (CFIUS).
Introduced NYSE Technologies to the Association of Southeast Asian Nations (ASEAN) council to facilitate and enable cross-border trading between four ASEAN exchanges.
Led NYSE to become the first U.S. Exchange to sign MOUs with Vietnamese Exchanges for commercial and strategic development.
